LkSG documentation and auditability

Documentation that passes audits – without an extra project

Every decision, every approval, every proof – historised. The BAFA report and internal audit exports come out of operations, not next to them.

§ 10 LkSG requires documentation and reporting. In practice, pulling proof together from emails and folders at year-end costs weeks – and gaps are inevitable. Ovenca documents the full due diligence process continuously and audit-ready.

7-year retention
BAFA export
Audit trail
Audit-ready

Documentation as a by-product – not an extra task

The LkSG requires documentation of all due diligence duties and an annual report to BAFA. If you leave this to year-end, you end up in reconstruction projects. Ovenca flips the equation: every decision in the supplier portal and catalog is captured structured in the moment it happens. The annual report is then an export – not a project.

Four documentation layers

Gapless – from approval to BAFA report

Ovenca covers the four layers required by LkSG and external audit: operational trails, historised policies, supplier evidence and aggregated reports.

Operational audit trail

Every action in the system – onboarding, questionnaire answer, proof upload, approval, escalation – is logged pseudonymised and versioned.

  • Who, when, what, why – for every change
  • Pseudonymisation for GDPR compliance
  • Read-only access for internal audit
  • Export as PDF, CSV or structured data

Policy historisation

Risk categories, thresholds, questionnaires and escalation rules are versioned – including rationale on policy changes.

  • Which policy applied at the time of approval?
  • Mandatory rationale on every change
  • Comparison between policy versions
  • Auditor traceability in minutes

Supplier evidence

Certificates, self-declarations, proofs – all structured on the supplier master, with validity and expiry dates.

  • Full-text search across all evidence
  • Automatic expiry warnings
  • Versioning on re-submissions
  • Filters by risk class, commodity group, country

BAFA annual report and internal reports

Standard exports for the BAFA report per § 10 Abs. 2 LkSG and configurable reports for board, supervisory board and internal audit.

  • BAFA report: 10 mandatory entries covered
  • Management dashboards by risk class
  • Audit export with full evidence chain
  • PDF and structured data formats
Why audit-ready

Six properties that make Ovenca's documentation audit-ready

Audit readiness is not created by a button labelled 'generate report' – it comes from how data is captured. These six properties make Ovenca's documentation audit-ready.

Continuous capture

Evidence and decisions are captured at the moment they happen – not reconstructed afterwards.

Versioning, not overwriting

No change replaces the previous version. The full history stays available.

Role-based transparency

Procurement sees operations, compliance runs policies, audit reads the full trail. No role overwrites evidence.

Seven years of EU hosting

Retention inside the EU, under your control – on-premise or private cloud. Even on audits or provider changes, data sovereignty stays with you.

GDPR-compliant pseudonymisation

Personal data is captured only to the extent due diligence and evidence require it. The audit trail stays complete.

Enterprise-proven since 2014

A DAX corporation has raised audit and review requirements against Ovenca for over a decade – the result is built into the platform.

FAQ

Documentation and audit – what internal audit asks

Related Solutions

Explore other solutions that complement your procurement process.

Next step

Audit readiness is built in operations, not at year-end

Let us look at your current evidence and audit processes. In a short call we will show which documentation gaps Ovenca can close without adding another system.

Discuss your audit requirements

Send us your audit requirements – we will outline how Ovenca covers them.

Ovenca - eProcurement Plattform for Digital Procurement

Ovenca is the ERP-agnostic eProcurement platform for indirect procurement — catalog, vendor portal and admin governance in one modular solution. Production-proven in a DAX corporation since 2014.

Built for DACH mid-market and enterprises that are replacing SAP SRM, questioning Ariba, or modernizing their catalog and supplier processes. On-premise, private cloud or hybrid — you decide where your data lives.

Contact

Düsseldorfer Str. 14

40764 Langenfeld

+49 2173 2972 20

info@ovenca.de

Features

    LkSG Documentation: Audit Trail, BAFA Report and Retention | Ovenca